- Open Access
Sequential lateral positioning as a new lung recruitment maneuver: an exploratory study in early mechanically ventilated Covid-19 ARDS patients
Annals of Intensive Care volume 12, Article number: 13 (2022)
A sequential change in body position from supine-to-both lateral positions under constant ventilatory settings could be used as a postural recruitment maneuver in case of acute respiratory distress syndrome (ARDS), provided that sufficient positive end-expiratory pressure (PEEP) prevents derecruitment. This study aims to evaluate the feasibility and physiological effects of a sequential postural recruitment maneuver in early mechanically ventilated COVID-19 ARDS patients.
A cohort of 15 patients receiving lung-protective mechanical ventilation in volume-controlled with PEEP based on recruitability were prospectively enrolled and evaluated in five sequentially applied positions for 30 min each: Supine-baseline; Lateral-1st side; 2nd Supine; Lateral-2nd side; Supine-final. PEEP level was selected using the recruitment-to-inflation ratio (R/I ratio) based on which patients received PEEP 12 cmH2O for R/I ratio ≤ 0.5 or PEEP 15 cmH2O for R/I ratio > 0.5. At the end of each period, we measured respiratory mechanics, arterial blood gases, lung ultrasound aeration, end-expiratory lung impedance (EELI), and regional distribution of ventilation and perfusion using electric impedance tomography (EIT).
Comparing supine baseline and final, respiratory compliance (29 ± 9 vs 32 ± 8 mL/cmH2O; p < 0.01) and PaO2/FIO2 ratio (138 ± 36 vs 164 ± 46 mmHg; p < 0.01) increased, while driving pressure (13 ± 2 vs 11 ± 2 cmH2O; p < 0.01) and lung ultrasound consolidation score decreased [5 (4–5) vs 2 (1–4); p < 0.01]. EELI decreased ventrally (218 ± 205 mL; p < 0.01) and increased dorsally (192 ± 475 mL; p = 0.02), while regional compliance increased in both ventral (11.5 ± 0.7 vs 12.9 ± 0.8 mL/cmH2O; p < 0.01) and dorsal regions (17.1 ± 1.8 vs 18.8 ± 1.8 mL/cmH2O; p < 0.01). Dorsal distribution of perfusion increased (64.8 ± 7.3% vs 66.3 ± 7.2%; p = 0.01).
Without increasing airway pressure, a sequential postural recruitment maneuver improves global and regional respiratory mechanics and gas exchange along with a redistribution of EELI from ventral to dorsal lung areas and less consolidation.
Trial registration ClinicalTrials.gov, NCT04475068. Registered 17 July 2020, https://clinicaltrials.gov/ct2/show/NCT04475068
Lung-protective ventilation has been the main supportive intervention in managing acute respiratory distress syndrome caused by SARS-CoV2 infection (C-ARDS), similar to ARDS from other causes. Due to the persistence of severe hypoxemia during C-ARDS, adjunctive measures such as prone positioning have been frequently used in addition to the limitation of tidal volumes, driving and plateau pressures, and the individual selection of positive end-expiratory pressure (PEEP) . However, prone positioning needs trained personnel and is not without risks; complications such as accidental extubation, endotracheal tube obstruction or displacement, brachial plexus palsy, and facial and thoracic pressure ulcer have been described [2, 3].
Recruitment maneuvers are techniques designed to improve oxygenation by reopening and keeping open nonaerated parts of the lungs. The classical recruitment maneuvers are based on the application of high pressures, usually through a sustained inflation or stepwise increase of inspiratory pressure and/or of PEEP over a sufficient period of time. Clearly, they expose the patient to hemodynamic consequences [4, 5]. A recent randomized clinical trial using the stepwise approach described major complications of high pressures, and the arm using an open lung approach had higher mortality .
Lateral positioning does not require the application of higher pressures. However, it has mainly been attempted in unilateral pneumonia to improve oxygenation by improving the ventilation of the sick lung placed up [7, 8]. We reasoned that, in bilateral lung injury like C-ARDS, lateral positioning performed in sequential steps might act as a recruitment maneuver for each lung sequentially provided that sufficient PEEP is provided to prevent derecruitment. The different effects of the gravitational axis on each lung during lateral positioning can modify regional transpulmonary pressure (PL) that may help re-expand collapsed regions [9, 10]. This postural recruitment maneuver (P-RM) of the dependent parts of the lungs can be administered without changes in applied airway pressures or the need to turn the patient prone completely [11, 12].
We hypothesized that P-RM could be a useful adjuvant intervention improving lung aeration, helping to homogenize ventilation distribution without using high airway pressures or prone positioning. The objective of this study was to evaluate the feasibility and short-term physiological effects of the P-RM on pulmonary mechanics, gas exchange, lung aeration, and regional distribution of tidal ventilation and perfusion in patients with COVID-19-associated ARDS.
A more detailed description of the methods is provided in the Additional file 1.
The study was approved by the Ethical Committee (Rebagliati Hospital, Lima, Perú, N° 1307) and registered at Clinicaltrials.gov NCT04475068. Informed consent was obtained from the legally authorized substitute decision-maker.
This single-center prospective observational study enrolled consecutively patients from July 2020 through Oct 2020. Inclusion criteria were: (1) patients with positive SARS-CoV-2 infection (confirmed by using real-time quantitative PCR on nasopharyngeal swabs); (2) moderate-to-severe ARDS as per the Berlin definition (PaO2/FiO2 ≦ 200 mmHg) under mechanical ventilation ; (3) Age ≧ 18 years old; (4) body mass index ≤ 35 kg/m2. Exclusion criteria were: (1) contraindications for EIT monitoring as (a) unstable spine or pelvic fractures; (b) pacemaker, automatic implantable cardio-defibrillator; (c) skin lesions between the 4th and 5th ribs where the EIT belt is positioned; (2) pregnancy; (3) mechanical ventilation > 1 week; (4) multi-organ failure; (4) hemodynamic instability defined as persistent mean arterial pressure lower than 60 mm Hg despite adequate fluid resuscitation and two vasopressors or increase of vasopressor dose by 30% in the previous 6 h; (5) COPD; (6) pneumothorax; and (7) increased intracranial pressure.
Mechanical ventilation settings
Patients were mechanically ventilated (Servo-I, Maquet), deeply sedated, and paralyzed. Patients were receiving volume-controlled ventilation, FIO2 adjusted to SpO2 92–97%, tidal volume ≤ 6 mL/kg predicted body weight, adjusted to a plateau pressure of ≤ 28 cmH2O and a driving pressure ≤ 15 cmH2O, respiratory rate 20–30 breaths/min (adjusted to pH 7.20–7.40), an inspiratory–expiratory ratio of 1:1.5 to 1:2 (with an inspiratory pause of 10%) [14, 15]. The PEEP level was chosen using the one-breath decremental PEEP maneuver to calculate the recruitment-to-inflation ratio (R/I ratio) : PEEP = 15 cmH2O for R/I ratio > 0.5, and PEEP = 12 cmH2O for R/I ratio ≤ 0.5. We reasoned that maintaining a sufficient PEEP level during the P-RM was important to avoid collapse during lateral position. Ventilatory settings were kept constant throughout the study.
Regional ventilation (ΔZ = change in impedance) and aeration (EELI = end-expiratory lung impedance) were obtained with an EIT monitor (Enlight 1800, Timpel, Brazil). The distribution of tidal ventilation was determined as a percentage of regional ΔZ/total ΔZ and used to estimate regional tidal volume (VTr = regional ΔZ/total ΔZ × total VT). Regional lung compliance was calculated as regional VTr/ΔP. The change in lung aeration was estimated by the change in EELI [ΔEELI × (VT/ΔZ)]. Lung perfusion was obtained by injecting a 10-mL bolus of 7.5% hypertonic saline solution into a central venous catheter during an expiratory pause .
Ventilation and perfusion maps were segmented into regions of interest (ROI)  (Fig. 1). To compare the changes between position steps, the lungs were segmented into two equally sized ROIs: ventral (upper lung or non-dependent half) and dorsal (lower lung or dependent half); we further divided the lungs into four ROIs for the lateral position according to the new situation when lateralized (ventral dependent or non-dependent, dorsal dependent or non-dependent).
Pleural pressure was estimated by esophageal manometry (Cooper Surgical). Pulmonary mechanics was measured during inspiratory and expiratory holds of 0.5 and 4 s, respectively .
Lung aeration was assessed by lung ultrasound (MyLab Gold 25, Esaote) using the lung ultrasound aeration score (LUS) calculated by summing regional scores (0–3 points) obtained in 6 regions of each lung  and the consolidation score to assess the degree of juxta-pleural consolidation; each explored area was divided into four grades and scored between 0 and 3 .
Patients were studied in five body positions in sequential order, each maintained during 30 min: Supine-1 (S1), which served as the baseline condition; Lateral-1 (L1-the less ventilated lung evaluated by EIT was positioned up first); Supine-2 (S2-after first lateral position); Lateral-2 (L2-the contralateral lung was positioned up); Supine-3 (S3-after second lateral position) (Fig. 1). Lateral positioning was done with an inclination of 30° using a custom-made support cushion lined with a special foam (see Additional file 1: Fig. S1).
At the end of each 30-min period, arterial blood gas samples, hemodynamics, pulmonary mechanics, and both EIT and lung ultrasound images were recorded. In one patient, it was only possible to obtain ultrasound and perfusion images at S1 and S3, and it was not possible to also insert an esophageal balloon.
Due to the lack of previous comparable studies on the subject that allow the calculation of a sample size, we initially chose a convenience sample of 12 patients and increased it to 15 patients after obtaining additional EIT equipment from Timpel. Descriptive statistics were expressed as mean (standard deviation), median (interquartile range), or counts and percentages, as appropriate. Normality was assessed by the Shapiro–Wilk test. Differences between measurements at different body positions were evaluated using a restricted maximum likelihood analysis for the mixed-effects model. When multiple comparisons were made, P values were adjusted through Sidak post hoc correction. The PR-M effects are expressed as mean difference and 95% CI or median difference (interquartile range). A paired t-test or Wilcoxon signed-rank test was used to analyze paired differences between two positions, as appropriate. All tests were 2-tailed, and differences were considered significant when P-value < 0.05. Analysis was performed using Prism version 8 (GraphPad Software).
Fifteen patients with moderate-to-severe C-ARDS were enrolled. Median ventilation days before enrollment was 0.8 (0.3–2.1). Eight patients had an R/I ratio higher than 0.5 and were ventilated with a PEEP of 15 cmH2O. Six patients began the lateral positioning sequence in the left (right lung up) and nine patients in the right decubitus position (left lung up). Patients' characteristics are summarized in Table 1.
Comparisons between baseline and final supine positions
Lung mechanics and gas exchange
Respiratory system and lung compliance increased by 3.2 mL/cmH2O (95% CI 1.5–4.8; p < 0.001) and 3.7 mL/cmH2O (95% CI 0.9–6.5; p = 0.01), respectively; driving pressure and transpulmonary driving pressure decreased by 1.3 cmH2O (95% CI − 2.0 to − 0.7; p < 0.001) and 1.2 cmH2O (95% CI − 1.9 to − 0.6; p < 0.001), respectively. Oxygenation (PaO2/FIO2) improved by 26.3 mmHg (95% CI 7.9–44.8; p < 0.001) (Table 1).
Regional compliance (CZ) increased in both the ventral and dorsal regions: ventral by 1.4 mL/cmH2O (95% CI 0.6–2.2; p = 0.002) and dorsal by 1.7 mL/cmH2O (95% CI 0.3–3.2; p = 0.03) (Table 1, Fig. 2). The global end-expiratory lung impedance (EELI) did not change, but EELI decreased in the ventral lung region by 218 mL (95% CI − 331 to − 104; p < 0.001) and increased in the dorsal lung region by 192 mL (95% CI − 72 to 455; p = 0.02) (Fig. 2 and Additional file 1: Table S1).
The ventilation distribution was predominantly dorsal and did not change, while the percentage of regional distribution of perfusion slightly increased in the dorsal region (p = 0.01) (Additional file 1: Table S1).
The consolidation score decreased [5 (4–5) vs. 2 (1–4), p < 0.01] while the global LUS score did not significantly change (14.9 ± 4.2 vs. 12.6 ± 5.2, p = 0.07) (Fig. 3 and Additional file 1: Table E1). One patient presented a decrease in aeration after lateral positioning sequence on ultrasound. When excluding this patient from the analysis, LUS significantly decreased (p < 0.01) (Additional file 1: Fig. S2; Additional file 2: see Video S1 Additional file 3: and Video S2).
Changes during the lateral position compared to supine
Lung mechanics and gas exchange
From the supine baseline to Lateral-1 as well as from the second supine position to Lateral-2, respiratory system compliance decreased (p < 0.01), reflecting a decrease in chest wall compliance by 53 mL/cmH2O (95% CI − 90 to − 16; p < 0.01) without changes in lung compliance (p > 0.05). Oxygenation (PaO2/FIO2) did not change (p > 0.05) (Additional file 1: Table S2).
For comparing changes in EELI occurring during lateral positions (left or right decubitus), the lung was segmented into four quadrants (Fig. 1). EELI increased in both non-dependent uppermost quadrants (ventral and dorsal) (p < 0.001); in the dependent (lowermost) lung, EELI increased in the dorsal quadrant (p < 0.001) and decreased in the ventral quadrant (p < 0.001) (Fig. 4).
EIT-aeration analysis was performed. When changing from baseline supine to either Lateral-1 and Lateral-2: EELI increased in the non-dependent lung by 1222 ± 422 mL and 1109 ± 621 mL, respectively (p < 0.001); and remained unchanged in the dependent lung by − 22 ± 409 mL and − 68 ± 357 mL, respectively (p > 0.9) (Additional file 1: Fig. S3). Regional compliance in the non-dependent lung decreased in both Lateral-1 and Lateral-2 positions (p < 0.001), while the dependent lung did not significantly change (Additional file 1: Table S2).
When moving from supine to either Lateral-1 and Lateral-2, the regional distribution of ventilation decreased in the non-dependent lung by 13% and 18% (p < 0.001), respectively; and increased in the dependent lung in the same proportion, while the distribution of perfusion did not change (Additional file 1: Table S2).
When returning to supine positions (Supine-2 or Supine-3), the regional compliance of the lung previously positioned upwards (non-dependent lung) during lateralization increased (p < 0.01). At the same time, the lung previously placed downwards (dependent lung) maintained its compliance. At the supine-final step (Supine-3), both lungs improved their compliance compared to baseline-supine (see Additional file 1: Figs. S4 and S5).
Both the LUS and consolidation scores improved in the non-dependent lung during lateral positioning (p < 0.001) (Additional file 1: Table S2). The dependent lung could not be evaluated by ultrasonography for technical reasons.
No changes in arterial pressure, heart rate, and SpO2 were observed throughout the protocol. An increase in PaCO2 and PaCO2–ETCO2 gradient was observed when moving from Supine-2 to Lateral-2 positions (Table 1 and Additional file 1: Table S2).
Finally, we compared patients with low recruitability (R/I ratio ≤ 0.5) and high recruitability (R/I ratio > 0.5) (see Additional file 1: Table S3). We observed in both groups the same trends for a decrease in driving pressure and driving transpulmonary pressure, an increase in respiratory system compliance and lung compliance along with an increase of PaO2/FIO2 ratio and a decreased in LUS score and consolidation score. However, these changes were only significant in the high recruitability group. The EIT analysis showed in both groups a similar trend for an increase in the ventral and dorsal compliance along with a decrease of EELI in the ventral lung region, but these changes were only significant in the high recruitability group. The changes in EELI of the dorsal lung region were not significant in both groups.
The main findings of this study can be summarized as follows. First, we found that this postural recruitment maneuver was effective and resulted in a lung re-expansion that was maintained at least 30 min after returning to the supine position as indicated by the improvement in the ultrasound consolidation score along with a redistribution of EELI measured by EIT; an improvement in global and regional respiratory mechanics; and a better oxygenation. Second, these benefits were achieved without the need to pressurize the patient's lungs, and the positional changes were well tolerated in all patients in terms of hemodynamic and gas exchange stability.
In the lateral position, the upper lung is submitted to a larger PL than the lower lung due to the reduction in pleural pressure thanks to the new vertical gravitational pressure gradient [9,10,11]. By altering the gravitational gradient of pleural pressure with position, lateral positioning can conveniently alter regional PL while keeping the same applied airway pressure. This leads to higher PL in the non-dependent lung and lower PL in the dependent one, mainly because the lateral axis is longer than the anteroposterior, promoting re-expansion of collapsed lung regions in the uppermost lung [9,10,11, 21]. If the new PL succeeds in opening collapsed lung regions in the uppermost lung according to Laplace's law and lung hysteresis, these regions will remain open when changing to the opposite position, as long as sufficient PEEP is applied to maintain those regions open and minimize the risk of collapse of the dependent lung in the lateral position [22, 23].
The regional analysis in the lateral position suggests the occurrence of recruitment and additional inflation of the non-dependent lung. In contrast, the dependent lung did not induce any derecruitment (except in one patient) during lateral positioning. An increase in PaCO2 and PaCO2–ETCO2 gradient was observed during the second lateral positioning, suggesting regional overinflation.
Initial CT-scan based reports described different phenotypes of C-ARDS with similar hypoxemia severity and suggested using the response to PEEP to differentiate these phenotypes and guide PEEP selection [24, 25]. We set PEEP based on lung recruitability using the recruitment-to-inflation ratio, which evaluates the change in end-expiratory lung volume by changing PEEP and comparing the compliance of the recruited lung with the compliance of the baby lung . Based on this approach, ultrasound analysis comparing baseline and final supine positions showed an aeration improvement in most patients but different depending on the degree of recruitability.
Interestingly, the analysis of the lungs divided by quadrants in the lateral position, regardless of the lateralized side, showed an increase of EELI in all the non-dependent lungs (expected by the increase in transpulmonary pressure). In contrast, the two quadrants of the dependent lung showed changes of EELI in opposite directions, with an increase in the dorsal quadrant and a decrease in the ventral. A combination of effects could explain these findings in the dependent lung: an increase in the diameter in the lateral axis with respect to the anteroposterior , the overlying weight of the heart and mediastinum, and the limitation of thoracic expansion in the lateral position (evidenced by the observed decrease of respiratory system compliance due to a decrease in chest wall compliance) [26, 27]. In the prone position, it has been hypothesized that the decrease in Ccw results in a better distribution of the tidal volume, more towards the dependent part of the lung [28, 29], and these benefits may be maintained after returning to supine position .
In our study, when the patients returned to the supine position, it was observed similarly a redistribution of EELI characterized by a decrease of EELI in the ventral part of the lung and an increase in the dorsal lung region associated with fewer consolidations in ultrasound. Furthermore, the regional compliance of the lung that was positioned upwards during lateral positioning increased. As a result, the regional and global respiratory mechanics and oxygenation improved at the end of the lateral positioning sequence (Additional file 1: Fig. S5).
Our findings are in line with previous studies comparing global and regional parameters between supine and prone positions. Pelosi et al.  found an increase in respiratory system compliance mainly due to an increase of the lung compliance, but without changes in the global end-expiratory lung volume, after prone patients returned to the supine position. Katira et al.  described in a lung injury model that prone positioning reduced the vertical pleural pressure gradient and homogenized regional ventilation and compliance between the dependent and non-dependent regions. The changes in lung shape with prone position (extension in the cephalocaudal axis) possibly explained these homogenizing effects. If similar effects occur in the lateral position, they deserve further investigation.
We also observed an increase in the percentage of regional distribution of perfusion in the dorsal lung, maybe related to the increase in EELI in that region. However, there was no redistribution of the proportion of regional tidal ventilation, which was already proportionally greater in the dorsal part of the lung at baseline.
The decrease in driving pressure, which has been associated with mortality , was statistically significant although small in absolute terms (1.3 cmH2O), which could be questioned in terms of its clinical relevance. However, it should be interpreted in the context of patients already managed with a lung-protective strategy that included low VT (5.4 mL/kg PBW) and plateau pressure (26.8 cmH2O), relatively high levels of PEEP (12.5–15.8 cmH2O), and a low baseline driving pressure (12.5 cmH2O).
Interestingly, an exploratory analysis showed a greater benefit from applying the P-RM in the subgroup of patients with high potential for lung recruitment, which highlights the clinical relevance of classifying patients based on this approach.
There are several limitations in the present study. We included a small number of patients and must thus be considered an exploratory and descriptive study. We enrolled early mechanically ventilated C-ARDS patients in whom application of a P-RM could be more effective . We used a sequential order rather than a randomized order starting with the less ventilated lung up based on EIT for greater patient safety. Lung ultrasound is operator-dependent technique and those responsible for the acquisitions of the images (SR and FB) were not blinded to body positioning. The individualization of PEEP is essential to avoid dependent lung collapse during lateral positioning and to keep open the non-dependent lung when returning to the supine position. For practical purposes, we only used two levels of PEEP (12 or 15 cmH2O) based on recruitability assessed by recruitment-to-inflation ratio, however, we must highlight that C-ARDS shows differences compared with other types of ARDS, especially at early phase [24, 25]. Furthermore, the PEEP selection must be adapted not only to the evolution of the disease, but also to patient’s characteristics, like obesity . The optimum ventilator settings during the P-RM are unknown and should be tested in future studies. Changes were assessed after 30 min, but the optimal duration of the maneuver is unknown, and thus, merits further study as well as testing the duration of the benefits observed. We also do not know the clinical impact of applying a postural recruitment maneuver on unilateral lung diseases. Therefore, caution is necessary when extrapolating the current data. Despite these limitations and putting all our findings together, the P-RM was effective in recruiting the lungs when they were in the non-dependent uppermost position, while no derecruitment occurred when they were in the dependent lowermost position. The PEEP level used in the studied patients was relatively high, and this contributed to avoiding derecruitment in all positions. This suggests that P-RM may contribute to enhancing lung protection in a synergistic way.
Applying a sequential postural recruitment maneuver in moderate-to-severe C-ARDS patients improves global and regional respiratory mechanics and oxygenation and promotes a redistribution of EELI from ventral to dorsal areas with less consolidations. Lateral positioning performed in sequential steps can act as a recruitment maneuver without increasing airway pressure and negative hemodynamic consequences. However, until the long-term effects of this maneuver are known, this procedure should not be considered an alternative to the prone positioning.
Availability of data and materials
Dataset is available upon reasonable request to Dr. Rollin Roldán (firstname.lastname@example.org).
Acute respiratory distress syndrome caused by SARS-CoV2 infection
Positive end-expiratory pressure
- PL :
Postural recruitment maneuver
- R/I ratio:
Electric impedance tomography
Change in impedance
End-expiratory lung impedance
- CZ :
Regional lung compliance
Region of interest
- LUS score:
Lung ultrasound score
- PaO2/FIO2 :
Partial pressure of oxygen in arterial blood/inspired oxygen fraction ratio
- SpO2 :
- PaCO2 :
Partial pressure of carbon dioxide in arterial blood
- ETCO2 :
- Ccw :
Chest wall compliance
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We acknowledge Dr. Carlos Lescano and Dr. Moisés Vidal from Rebagliati Hospital for their valuable assistance with the study procedures.
This study was performed at the Hospital Rebagliati. Lima, Perú
Proyecto PI 2107, Facultad de Medicina Humana, Universidad de Piura, Lima, Perú. The funding has no influence in study design, data analysis or publication.
Ethics approval and consent to participate
Approval for this study was obtained from the ethical committee of the Rebagliati Hospital, Lima, Perú, N° 1307. Informed consent was obtained from the legally authorized substitute decision-maker.
Consent for publication
Not applicable. Our manuscript does not contain any individual person's data in any form (including individual details, images, or videos).
The authors declare that they have no competing interests. LB’s laboratory has received research grants from Medtronic and Draeger and equipment from Sentec, Philps, Fisher Paykel and Air Liquide.
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Sequential lateral positioning as a new lung recruitment maneuver: an exploratory study in early mechanically ventilated Covid-19 ARDS patients.
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Roldán, R., Rodriguez, S., Barriga, F. et al. Sequential lateral positioning as a new lung recruitment maneuver: an exploratory study in early mechanically ventilated Covid-19 ARDS patients. Ann. Intensive Care 12, 13 (2022). https://doi.org/10.1186/s13613-022-00988-9
- Postural lung recruitment